Monitor Your Trades Like Never Before
The revolutionary AI-FI Trade Surveillance solution changes the way your compliance team operates. For the first time, monitor 100% of your exchange traded derivatives to ensure regulatory adherence and mitigate reputational risk.
Brokerages must deal with numerous sweeping trade compliance regulations, which are becoming more difficult to meet as the capital markets continue to increase in complexity, volume, velocity, and automation. These regulations result in increased demand on the time-consuming manual processes that support compliance and manage risk. Through the application of advanced technology, firms can drive down operational costs, improve analysis, and mitigate regulatory risks.
- Surveil 100% of your trades and orders to automatically identify suspicious trading activity, protecting your company against compliance violations and reputational damage
- Automate low-yield tasks with a sophisticated and adaptive tool that will allow your compliance team to adapt to the latest trading activity and regulatory requirements
- Prioritize compliance alerts and allocate more of your compliance team's valuable time to trade conduct analysis
Alithya has developed an advanced trade surveillance solution to improve analysis and operational efficiency by streamlining the manual processes associated with monitoring high volumes of trade transactions.
Features include
Monitors all exchange traded derivatives trading
Case Management with configurable workflow
Compliance Engine with configurable rule parameters
Machine learning Alert Classifier with on-demand retraining
Online storage and backup of trades, orders, and alerts
Infrastructure free with web front-end
Services include
Public market data services
Private trade and order data services
Initial configuration - rule parameter setting
ML Alert classifier training and back testing
Business hour support
Annual alignment workshop
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