AI-FI Trade Surveillance
The revolutionary AI-FI Trade Surveillance solution changes the way your compliance team operates. For the first time, monitor 100% of your exchange traded derivatives to ensure regulatory adherence and mitigate reputational risk.

Brokerages must deal with numerous sweeping trade compliance regulations, which are becoming more difficult to meet as the capital markets continue to increase in complexity, volume, velocity, and automation. These regulations result in increased demand on the time-consuming manual processes that support compliance and manage risk. Through the application of advanced technology, firms can drive down operational costs, improve analysis, and mitigate regulatory risks.
- Surveil 100% of your trades and orders to automatically identify suspicious trading activity, protecting your company against compliance violations and reputational damage
- Automate low-yield tasks with a sophisticated and adaptive tool that will allow your compliance team to adapt to the latest trading activity and regulatory requirements
- Prioritize compliance alerts and allocate more of your compliance team's valuable time to trade conduct analysis
Alithya has developed an advanced trade surveillance solution to improve analysis and operational efficiency by streamlining the manual processes associated with monitoring high volumes of trade transactions.
Watch the video
Trading goes on every second of every day. While trading on the front end may seem effortless, managing risk and compliance on the backend is a little more complex.
Watch this short animated video to learn how AI-FI Trade Surveillance allows you to manage even the most complex compliance challenges with ease.
Subscription per month and setup cost
Silver
< 50K trades/month
- 5 rules
- Private orders and trades integration with MX
- Market data feed integration
- Default Case management workflow
- 5 default alert details reports
Setup: $25K
Monthly: $1K per account
Monthly: $2200/10K trades
Gold
< 150K trades/month
- Includes all Silver features
- 5 additional rules
- All 10 rules can have logic customization
- Customized case management workflow
- 10 customized alert details reports
- Trader and counterparty information enrichment
Setup: $50K
Monthly: $1K per account
Monthly: $1700/10K trades
Platinum
> 150K trades/month
- Includes all Gold features
- 5 additional rules
- All 15 rules can have logic customization
- 15 customized alert details reports
Setup: $75K
Monthly: $1K per account
Monthly: $1500/10K trades